-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RGe8M9t1I9pzhwI31aYZyGljEVCbZcfcBiMtseZy68Z1x0xvjvbK+U7ef/H3f+68 mK3AFWhqE3O0yLbF20rlbQ== 0000912282-09-000156.txt : 20090213 0000912282-09-000156.hdr.sgml : 20090213 20090212194106 ACCESSION NUMBER: 0000912282-09-000156 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090213 DATE AS OF CHANGE: 20090212 GROUP MEMBERS: AUGUSTA CAPITAL CORPORATION FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Warke Richard W CENTRAL INDEX KEY: 0001390411 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 604-687-1717 MAIL ADDRESS: STREET 1: #400, 837 W. HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3N6 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Augusta Resource CORP CENTRAL INDEX KEY: 0001353123 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82241 FILM NUMBER: 09597117 BUSINESS ADDRESS: STREET 1: #400 - 837 W. HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6C3N6 BUSINESS PHONE: 6046871717 MAIL ADDRESS: STREET 1: #400 - 837 W. HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6C3N6 SC 13G/A 1 sc13ga_warke-123108.htm
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

_________________

SCHEDULE 13G

INFORMATION STATEMENT PURSUANT TO RULES 13D-1 AND 13D-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO.  2)1


AUGUSTA RESOURCE CORPORATION
(Name of Issuer)

COMMON SHARES
(Title of Class of Securities)

050912203
(CUSIP Number)

December 31, 2008
(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

       o  Rule 13d-1(b)

       o  Rule 13d-1(c)

       x Rule 13d-1(d)

_________________

         1 The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.)

CUSIP No. 050912203 13G Page 2 of 6 Pages

1) Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons (entities only)
Richard W. Warke
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  x
(b)  o
3) SEC Use Only
  
4) Citizenship or Place of Organization
Canadian
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With: 		(5) Sole Voting Power 
88,667 common shares and 649,166 stock options*
(6) Shared Voting Power
9,803,462 common shares*
(7) Sole Dispositive Power
88,667 common shares and 649,166 stock options*
(8) Shared Dispositive Power 
9,803,462 common shares*
9)

Aggregate Amount Beneficially Owned by Each Reporting Person
*9,892,129 common shares and 649,166 stock options as follows:
          88,667 common shares held directly;
          125,837 common shares held indirectly through Augusta Capital (US) Corporation;
          9,677,625 common shares held indirectly through Augusta Capital Corporation.
10) Check If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
o
11) Percent of Class Represented by Amount in Row (9)
11.7933%**
**Based on 88,734,261 common shares outstanding as of December 31, 2008 plus 649,166 common shares in aggregate underlying convertible securities which are beneficially owned by the reporting person and included pursuant to Rule 13d-3(d)(1)(i) of the Act.
12) Type of Reporting Person (See Instructions)
IN

 

CUSIP No. 050912203 13G Page 3 of 6 Pages


1) Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons (entities only)
Augusta Capital Corporation
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  x
(b)  o
3) SEC Use Only
  
4) Citizenship or Place of Organization
British Columbia, Canada
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With: 		(5) Sole Voting Power 
9,677,625  common shares
(6) Shared Voting Power
125,837 common shares
(7) Sole Dispositive Power
9,677,625 common shares
(8) Shared Dispositive Power 
125,837 common shares
9)

Aggregate Amount Beneficially Owned by Each Reporting Person
*9,793,462 common shares*
* Augusta Capital Corporation holds 9,677,625 common shares and, as the sole shareholder of Augusta Capital (US) Corporation, has shared voting and dispositive authority over an additional 125, 837 common shares.
10) Check If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
o
11) Percent of Class Represented by Amount in Row (9)
11.0481%***
***Based on 88,734,261 common shares outstanding as of December 31, 2008.
12) Type of Reporting Person (See Instructions)
CO


 

CUSIP No. 050912203 13G Page 4 of 6 Pages

Item 1 (a) Name of Issuer:
  Augusta Resource Corporation
Item 1 (b) Address of Issuer's Principal Executive Offices:
  400 - 837 West Hastings Street
Vancouver, BC, V6C 3N6
Item 2 (a) Name of Person Filing:
i)  Richard W. Warke
ii) Augusta Capital Corporation
Item 2 (b) Address of Principal Business Office or, if none, Residence:
 

i) 400 - 837 West Hastings Street
    Vancouver, BC, V6C 3N6
ii) 400 - 837 West Hastings Street
     Vancouver, BC, V6C 3N6
Item 2 (c) Citizenship:
i)   Canadian
ii)  British Columbia, Canada
Item 2 (d) Title of Class of Securities:
Common Shares
Item 2 (e) CUSIP Number:
  050912203 
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
  (a) o Broker or dealer registered under Section 15 of the Act.
  (b) o Bank as defined in Section 3(a)(6) of the Act.
  (c) o Insurance company as defined in Section 3(a)(19) of the Act.
  (d) o Investment company registered under Section 8 of the Investment Company Act.
  (e) o An investment adviser in accordance with Rule 13d-1(b)(1) (ii)(E);
  (f) o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
  (g) o A parent holding company, in accordance with Rule 13d-1(b)(ii)(G);
  (h) o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
  (i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;
  (j) o Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
       
  o  If this statement is filed pursuant to Rule 13d-1(c), check this box.


CUSIP No. 050912203 13G Page 5 of 6 Pages

Item 4. Ownership.
  Provide the following information regarding the aggregate number and percentage of the class of securities identified in Item 1.
  (a) Amount beneficially owned:
    See Item 9 on the cover page
  (b) Percent of Class:
    See Item 11 on the cover page
  (c) Number of shares as to which such person has:

(i)     Sole power to vote or to direct the vote:   

(ii)    Shared power to vote or direct the vote:   

(iii)   Sole power to dispose or to direct the disposition of:   

(iv)    Sole power to dispose or to direct the disposition of:   

See Items 5-8 on cover page
Item 5. Ownership of Five Percent or Less of a Class.
  If the statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o
N/A
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
  N/A
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
  N/A
Item 8. Identification and Classification of Members of the Group.
N/A
Item 9. Notice of Dissolution of Group.
N/A
Item 10. Certification.
N/A


CUSIP No. 050912203 13G Page 6 of 6 Pages


 

SIGNATURE

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 10, 2009
                                                  
(Date)

  /s/ “Richard W. Warke”                                  
(Signature)
February 10, 2009
                                                  
(Date)

Augusta Capital Corporation

By: /s/ “Richard W. Warke”                                  
             Richard W. Warke, President

 

 

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